Gold nanocages: synthesis, properties, and applications.
Journal: 2009/March - Accounts of Chemical Research
ISSN: 1520-4898
Abstract:
Noble-metal nanocages comprise a novel class of nanostructures possessing hollow interiors and porous walls. They are prepared using a remarkably simple galvanic replacement reaction between solutions containing metal precursor salts and Ag nanostructures prepared through polyol reduction. The electrochemical potential difference between the two species drives the reaction, with the reduced metal depositing on the surface of the Ag nanostructure. In our most studied example, involving HAuCl(4) as the metal precursor, the resultant Au is deposited epitaxially on the surface of the Ag nanocubes, adopting their underlying cubic form. Concurrent with this deposition, the interior Ag is oxidized and removed, together with alloying and dealloying, to produce hollow and, eventually, porous structures that we commonly refer to as Au nanocages. This approach is versatile, with a wide range of morphologies (e.g., nanorings, prism-shaped nanoboxes, nanotubes, and multiple-walled nanoshells or nanotubes) available upon changing the shape of the initial Ag template. In addition to Au-based structures, switching the metal salt precursors to Na(2)PtCl(4) and Na(2)PdCl(4) allows for the preparation of Pt- and Pd-containing hollow nanostructures, respectively. We have found that changing the amount of metal precursor added to the suspension of Ag nanocubes is a simple means of tuning both the composition and the localized surface plasmon resonance (LSPR) of the metal nanocages. Using this approach, we are developing structures for biomedical and catalytic applications. Because discrete dipole approximations predicted that the Au nanocages would have large absorption cross-sections and because their LSPR can be tuned into the near-infrared (where the attenuation of light by blood and soft tissue is greatly reduced), they are attractive materials for biomedical applications in which the selective absorption of light at great depths is desirable. For example, we have explored their use as contrast enhancement agents for both optical coherence tomography and photoacoustic tomography, with improved performance observed in each case. Because the Au nanocages have large absorption cross-sections, they are also effective photothermal transducers; thus, they might provide a therapeutic effect through selective hyperthermia-induced killing of targeted cancer cells. Our studies in vitro have illustrated the feasibility of applying this technique as a less-invasive form of cancer treatment.
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Acc Chem Res 41(12): 1587-1595

Gold Nanocages: Synthesis, Properties, and Applications

Introduction

Owing to the unique and tunable optical, electronic, and catalytic properties of noble-metal nanostructures, the synthesis and utilization of such structures in various applications have been reported widely.15 The properties of metal nanostructures can be tailored by controlling their composition, size, shape, and structure (hollow vs. solid).69 This notion has led to single-component metal nanostructures being synthesized as nanowires,10 nanorods,1113 nanospheres,14 nanoplates,1517 and nanocubes,1820 among others.2123 To introduce compositional and structural complexity, we use galvanic replacement reactions as a general route to hollow, multi-metal nanostructures.24 Here, we highlight advances from our laboratory on the synthesis and use of gold-based nanocages – hollow, porous structures with dimensions < 100 nm.

The galvanic replacement reaction represents a simple means of preparing multi-metal hollow structures. The electrochemical potential difference between two metals drives the reaction, with one serving as the cathode and the other as the anode. The classic example is of a zinc strip in a solution containing Cu ions. As the Zn/Zn reduction potential is more negative than the Cu/Cu potential (−0.76 V and 0.34 V vs. the standard hydrogen electrode, SHE, respectively), Zn is oxidized to Zn while Cu is reduced to Cu. Significantly, this phenomenon is extendable to other systems, and as we found, the metal strip can be replaced with metal nanostructures.

Regarding the preparation of Au-based nanocages, the reduction potential of AuCl4/Au (0.99 V vs. SHE) is more positive than that of AgCl/Ag (0.22 V vs. SHE).25 Thus, Ag nanocubes1826 can serve as a template for reaction, being oxidized by HAuCl4 according to:

3Ag(s) + HAuCl4(aq) → Au(s) + 3AgCl(s) + HCl(aq)
(1)

The produced Au is confined to the nanocube surface, growing on it and adopting its morphology as interior Ag is oxidized to produce a hollow structure. In principle, this Ag template-engaged replacement reaction can be applied to any metal whose redox potential is more positive than the AgCl/Ag pair, although morphology differences have been observed in other systems. We begin by describing the mechanism for nanocage formation, followed by a discussion of their properties and potential uses.

Formation of Au-Based Nanocages

The Ag template-engaged galvanic replacement reaction is run like a titration, with HAuCl4 solution (for Au-based nanocages) being controllably added to a boiling suspension of Ag nanocubes. The morphological and compositional changes at various stages of replacement were monitored using scanning electron microscopy (SEM), transmission electron microscopy (TEM), and elemental analysis. The results provide insight into the formation of hollow, porous nanostructures.27 These results also contrast with those obtained when Ag nanocubes with rounded corners were used.28

After Ag nanocubes with sharp corners (Figure 1A) react with a small amount of HAuCl4 solution, a pinhole is observed on one of the six faces of each cube (Figure 1B), indicating that the reaction is initiated locally at a high-energy site (e.g., surface step, point defect, or hole in capping layer)29 rather than over the entire cube surface. As the reaction proceeds, this pinhole serves as the anode, where Ag is oxidized and electrons are stripped. The released electrons migrate to the nanocube faces and are captured by AuCl4, generating Au atoms that epitaxially grow on the nanocube. As the Au layer forms, the initial pinhole serves as the site for Ag dissolution, facilitating the conversion of the nanocube into a nanobox (Figure 1B, upper inset). In later stages of reaction, the pinhole closes (Figure 1C), presumably through mass diffusion processes and/or direct deposition of Au near the pinhole. TEM of a microtomed sample reveals the hollow interior of the nanobox (Figure 1C, upper inset).

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(A) SEM of Ag nanocubes. Inset: electron diffraction indicates they are single-crystals. (B) SEM of product after 0.30 mL of 1 mM HAuCl4 solution was added to a 5-mL 0.8 mM Ag nanocube suspension; a pinhole (lower inset) is observed on the exposed face of ∼1 in 6 nanocubes. Upper inset: TEM of a microtomed sample reveals early hollowing out. (C) SEM of product after 0.50 mL of HAuCl4 solution was added. Inset: TEM of a microtomed sample reveals the hollow interior of the nanobox. (D) SEM of product after 2.25 mL of HAuCl4 solution was added. Porous nanocages produced. (E) Illustration summarizing morphological changes. Coloration indicates the conversion of a Ag nanocube into a Au/Ag nanobox then a predominately Au nanocage.27

Characterization of these nanostructures by electron diffraction and TEM indicates that they are single-crystalline, composed of a homogeneous Au/Ag alloy and not a heterogeneous, mosaic structure. This observation is unsurprising given the mutual solubility of Ag and Au and the high diffusion rates expected at the reaction temperature.3031 In the later stages of reaction, inductively coupled plasma-atomic emission spectroscopy (ICP-AES) indicates that the atomic ratio of Au and Ag in the structures deviates from the relationship described by Equation 1, with more HAuCl4 solution being necessary to oxidize the Ag nanocubes. We attribute this discrepancy to the higher potential required to oxidize Ag atoms comprised in a Ag/Au alloy (i.e., dealloying). As dealloying occurs, defects are introduced into the structure due to reaction stoichiometry: three Ag atoms are removed with deposition of one Au atom.32 Thus, to minimize the total energy of the structure, the nanobox corners become truncated. With the addition of more HAuCl4 solution, pitting is observed, resulting in Au/Ag nanocages. These porous, alloyed structures are commonly referred to as Au nanocages (Figure 1D), and the overall process is represented in Figure 1E. Please note that complete dealloying to only Au results in cage fragmentation.

In contrast, for Ag nanocubes with rounded corners (Figure 2A), Ag dissolution occurs at all cube corners (Figure 2B).28 This difference is attributed to poly(vinyl pyrrolidone) (PVP) – the stabilizing polymer present during reaction – which interacts most strongly with {100} facets of Ag.33 For Ag nanocubes with sharp corners, all surfaces are passivated equally with PVP; however, for Ag nanocubes with rounded corners, the {111} corners are poorly passivated in comparison to the {100} faces. These unprotected corners become primary sites for Ag dissolution, while Au deposition still occurs at the {100} faces. Thus, cubic nanocages with pores at all corners (Figure 2, C and D) are produced. This process is illustrated in Figure 2E.

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SEM and TEM (inset) (A) of Ag nanocubes with rounded corners and (B-D) product after reaction with 0.6, 1.6, and 3.0 mL of 0.1 mM HAuCl4 solution, respectively. (E) Illustration summarizing morphological changes. Coloration indicates conversion of a Ag nanocube into a Au/Ag nanocage then a predominately Au nanocage.28

Pt- and Pd-Based Nanocages

Both Na2PtCl4 and Na2PdCl4 have redox potentials (0.76 V and 0.59 V vs. SHE, respectively) more positive than the AgCl/Ag pair (0.22 V vs. SHE), indicating that Pt/Ag and Pd/Ag hollow structures can be prepared with this approach. The morphological details, however, differ from the Au system.34 For the Pt system, nanoboxes are obtained from reaction between Ag nanocubes and Na2PtCl4 solution; however, the nanobox walls are composed of Pt nanoparticles, not a smooth single-crystal alloy (Figure 3A).34 We attribute this difference to the lack of solid-solid interdiffusion between Pt and Ag at the reaction temperature.35 Rather, when Ag nanocube pitting is initiated, Pt nanoparticles nucleate and grow on the surface without alloying, producing bumpy walls. For the Pd system, solid-solid interdiffusion is possible, resulting in Pd/Ag alloyed nanoboxes from reaction between Ag nanocubes and Na2PdCl4 solution (Figure 3B).34 However, pore formation through dealloying with excess Na2PdCl4 is blocked, indicating that the electrochemical driving force disappears with Pd/Ag alloy formation.

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(A) TEM of Pt/Ag nanoboxes from the galvanic replacement reaction between Ag nanocubes and Na2PtCl4 solution. (B) SEM and TEM (inset) of Pd/Ag nanoboxes from the galvanic replacement reaction between Ag nanocubes and Na2PdCl4 solution. (C) and (D) SEM and TEM (inset) of Ag/Au/Pd nanocages from the galvanic replacement reaction between Ag nanocubes and (C) Na2PdCl4 solution, followed by HAuCl4 solution and (D) HAuCl4 solution, followed by Na2PdCl4 solution. Inset scale bars = 40 nm.3436

Recently, we prepared porous Pd-containing nanocages by adding HAuCl4 (Figure 3C).36 In this case, Na2PdCl4 and HAuCl4 solutions were added sequentially to the Ag nanocube suspension. The observation of pores in the final structures indicates that HAuCl4 can dealloy Pd/Ag nanoboxes. Interestingly, if HAuCl4 solution is administered first followed by Na2PdCl4, only pinholes are observed, indicating that Na2PdCl4 is unable to dealloy Au/Ag nanoboxes (Figure 3D). These trimetallic Pd/Au/Ag nanostructures were employed as a catalyst for the decolorization of methyl red. Interestingly, the order in which the metal precursors were added to the Ag nanocube suspension influenced the catalytic performance of the product. In this way, galvanic replacement reactions could provide a useful means of tuning the composition of bi- and trimetallic catalysts.

Separation of Dealloying from Au Deposition

As discussed, the galvanic replacement reaction between Ag nanocubes and HAuCl4 solution produces Au-containing nanocages, with much of the observed morphology attributable to reaction stoichiometry: one Au atom deposited on the template surface for every three interior Ag atoms oxidized. This relationship is also true for wall dealloying. This coupling of dealloying and Au deposition limits our control over wall thickness and nanocage porosity. It is thus desirable to de-couple these processes to achieve tighter control over these properties. By using the wet etchant Fe(NO3)3 to selectively dissolve Ag from Au/Ag alloyed nanoboxes or nanocages formed via galvanic replacement, we achieved this control.37 Unlike dealloying with HAuCl4 which involves Au deposition, the reaction between Au/Ag nanoboxes and Fe(NO3)3 is only a dealloying process:38

Ag(s) + Fe(NO3)3(aq) → AgNO3(aq) + Fe(NO3)2(aq)
(2)

Figure 4A illustrates the steps of this protocol, which combines galvanic replacement and wet chemical etching. We obtain Au/Ag nanoboxes, Au/Ag nanocages, or Au cubic nanoframes, depending on the amount of etchant added to the suspension of Au/Ag nanostructures. Typically, the galvanic replacement reaction is used first to form nanoboxes (Au/Ag alloy shells with un-reacted Ag inside). Then, Fe(NO3)3 is added to dissolve remaining Ag and introduce porosity, with nanocage porosity being determined by the amount of Fe(NO3)3 added. When all the Ag is nearly removed, the central portion of each nanocage wall disappears, producing a nanoframe composed almost entirely of Au. Figure 4, B-E, shows TEM and SEM (insets) of the nanostructures obtained at each step.

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(A) Illustration summarizing cubic Au nanoframe formation. Beginning with Ag nanocubes, Au/Ag nanoboxes are prepared by galvanic replacement (step 1). Then a wet etchant removes remaining Ag to form a porous nanocage (step 2), which with more etchant, evolves into a cubic nanoframe (step 3). (B-E) TEM and SEM (inset) of (B) 50 nm Ag nanocubes, (C) Au/Ag nanoboxes prepared by galvanic replacement, and (D) nanocages and (E) nanoframes prepared with Fe(NO3)3 as a Ag etchant. Coloration indicates the conversion of a Ag nanocube into a Au/Ag nanocage then a predominately Au nanocage.37

Multiple-Walled Nanoshells and Nanorattles

As our approach to Au nanocages developed, it became apparent that other hollow Au-containing nanostructures could be prepared by replacing the Ag nanocubes with other Ag nanostructures. This observation has led to the synthesis of nanorings,39 triangular nanorings,16 prism-shaped nanoboxes,164041 and single-walled nanotubes.4041 Multiple-walled nanoshells and nanorattles (i.e., nanostructures consisting of shells and movable solid cores) were also demonstrated.42 To prepare these nanostructures, a Ag layer is deposited on Au/Ag nanoshells (or solid Au/Ag particles for nanorattles) synthesized by galvanic replacement. These coated nanostructures then undergo a second galvanic replacement reaction to generate another shell. In this way, hollow Matrioshka-like structures can be prepared. The preparation of nanorattles and multiple-walled nanoshells is schematically shown in Figure 5, A and B, respectively, with corresponding TEMs in Figure 5, C and D.

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(A) Schematic illustrating the multi-step preparation of nanorattles. To a Au/Ag (in orange) nanoparticle, Ag (in blue) is deposited on its surface; the galvanic replacement reaction with HAuCl4 then transforms the Ag layer into a Au/Ag shell. (B) Schematic illustrating the multi-step preparation of multiple-walled nanoshells, beginning with a Ag nanoparticle. (C) TEM of nanorattles. (D) TEM of multiple-walled Au/Ag nanoshells.42

Optical Properties of Au Nanocages

In addition to the compositional and morphological changes induced by the galvanic replacement reaction (or a wet etchant), the localized surface plasmon resonance (LSPR) of Au nanocages is altered and can be tuned. In Figure 6 (upper panel) are vials of Au nanocages prepared by reaction between Ag nanocubes (edge length ≈ 40 nm) and different volumes of HAuCl4 solution (0.1 mM).2627 As the photograph and corresponding absorbance spectra (Figure 6, lower panel) indicate, the LSPR peak position of the Au nanocages is tunable throughout the visible and into the near-infrared. This observation makes Au nanocages attractive for colorimetric sensing and biomedical applications.4345

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Top panel: vials containing Au nanocages prepared by reacting 5 mL of a ∼0.2 nM Ag nanocube (edge length: 40 nm) suspension with different volumes of a 0.1 mM HAuCl4 solution. Lower panel: the corresponding UV-visible absorbance spectra of Ag nanocubes and Au nanocages.26

The LSPR of metal nanostructures results from incident light being scattered and absorbed at a resonant frequency due to the collective oscillation of conduction electrons.46 The relative intensity of the scattering and absorption cross-sections of Au nanocages can be tuned by varying their size. Discrete dipole approximations (DDA) indicate that when Au nanocages are small (edge length < 45 nm), light absorption predominates; however, light scattering prevails with larger Au nanocages.44 Thus, one must consider their size and the magnitude of their scattering and absorption cross-sections, in addition to LSPR position, when engineering nanocages for a particular application. For Au nanocages with an inner edge length of 30 nm and a wall thickness of 5 nm, the absorption cross-section is estimated as ∼20 × 10 m when tuned to 710 nm, which is much greater than traditional organic dyes (e.g., Indocyanine Green: 2.9 × 10 m at 800 nm).44 With such large absorption cross-sections in the near-infrared, we are engineering these nanocages for biomedical applications where the absorption of light in vivo could be beneficial.

Biomedical Applications of Au Nanocages

A. Targeting Cancer Cells with Au Nanocages

To be useful in biomedical applications such as cancer diagnosis and treatment, the Au nanocages must have long body circulation times and accumulate at sites of interest. Conveniently, their compact size and relative bio-inertness makes them ideal for nanomedicine applications. Additionally, their surfaces are readily modified with coatings such as poly(ethylene glycol) (PEG) or cancer-targeting moieties (e.g., antibodies or peptides) using Authiolate chemistry.47 As an initial demonstration, Au nanocages were modified with anti-HER2 antibodies to target the epidermal growth factor receptor 2 (EGFR2 or HER2), which is over-expressed by the breast cancer cell line SK-BR-3. This bioconjugation is achieved in two-steps: i) Au nanocages are PEGylated by breaking the internal disulfide bond of succinimidyl propionyl poly(ethylene glycol) disulfide to form a Au-S linkage then ii) a PEG-antibody complex is formed through carbodiimide coupling chemistry.48 SEM of SK-BR-3 cells incubated with antibody-modified Au nanocages confirmed their accumulation on cell surfaces. Each surface contains 460±130 Au nanocages, as determined by flow cytometry, elemental analysis, and microscopy. When incubated with unmodified Au nanocages, few Au nanocages are observed, indicating the selectivity of this approach. The bioconjugated nanocages are referred to as immuno Au nanocages.

B. Au nanocages as Contrast Enhancement Agents

The development of new and early cancer diagnostic techniques is contributing to an increase in cancer survival rates.49 Still, for this trend to continue, new or improved methods for early detection must continue to be explored. Thus, scientists are both improving the resolution of conventional imaging techniques and developing new imaging modalities. The value of these platforms could be increased through integration with appropriate contrast enhancement agents, and our Au nanocages, with their large and tunable absorption/scattering cross-sections, represent a new class of contrast enhancement agents for optical imaging.

Optical coherence tomography (OCT) and spectroscopic optical coherence tomography (SOCT) are promising diagnostic tools for noninvasive, in vivo imaging, providing the micrometer resolution necessary to distinguish differences between cancerous and healthy tissues.5051 These systems are based on a Michelson interferometer which measures the interference signal between the backscattered light of a sample and a reference. Thus, image contrast arises primarily from the intrinsic scattering and absorption of light by tissue, but our Au nanocages, with their large absorption/scattering cross-sections, could enhance this effect. In an initial demonstration, a tissue phantom was prepared to which Au nanocages (LSPR tuned to 716 nm) were incorporated to one half at a nM concentration.4852 OCT and SOCT were conducted using a 7-fs Ti:Sapphire laser with a center wavelength of 825 nm and a bandwidth of 155 nm. Imaging revealed greater light attenuation from the side containing Au nanocages. These results demonstrate the potential utility of Au nanocages as OCT contrast enhancement agents. In vivo studies are underway.

Recently, we demonstrated the in vivo use of Au nanocages as contrast enhancement agents for photoacoustic tomography (PAT).53 PAT combines optical and ultrasonic imaging, measuring the ultrasonic waves that result from the thermoelastic expansion of tissue due to the absorption of light. It provides greater resolution than purely optical imaging in deep tissues while overcoming the disadvantages of ultrasonic imaging regarding biochemical contrast and speckle artifact.5455 In our initial study, PAT was used to image the cerebral cortex of a rat before and after three successive administrations of PEGylated Au nanocages. An enhancement of the brain vasculature, up to 81%, was observed (Figure 7, A and B). A difference image (Figure 7C) confirms the enhancement achieved with Au nanocage administration. A photograph of the open skull (Figure 7D) reveals that the anatomical features of the vasculature match well with those revealed by PAT. Moreover, when compared to Au nanoshells, the Au nanocages appear to be more effective contrast enhancement agents for PAT, which is likely related to their larger absorption cross-section and more compact size.56 With their unique properties, Au nanocages should find use in other systems, such as two-photon luminescence imaging where their resistance to photobleaching is attractive.5758

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PAT of a rat's cerebral cortex (A) before and (B) ∼2 h after the final injection of PEGylated Au nanocages (the peak enhancement point). (C) A differential PAT image. (D) A open-skull photograph of the rat's cerebral cortex, revealing features of the vasculature.53

C. Au Nanocages for Photothermal Therapy

Au nanocages, when engineered to have large absorption cross-sections, should also display a large photothermal effect, with absorbed photons being converted into phonons (i.e., lattice vibrations) that in turn produce a localized temperature increase. We are interested in targeting this photothermal response to cancer cells as a means of cancer therapy.59 As an initial demonstration of this photothermal effect, Au nanocages were deposited on a carbon-coated TEM grid and exposed to camera flashes. Imaging afterwards revealed that the Au nanocages had melted into spherical droplets.60 In this case, the generated heat could not dissipate from the Au surface to the surrounding air due to poor thermal conductivity. In biological systems where thermal conductivity is greater, the generated heat should dissipate into the surroundings, rather then contribute to cage melting, thus providing a therapeutic effect when targeted to cancer cells.

We recently demonstrated in vitro photothermal destruction of breast cancer cells targeted with immuno Au nanocages.61 Au nanocages 45 nm in edge length were selected because of their predicted large absorption cross-section. Their LSPR was tuned to 810 nm. SK-BR-3 cells were treated with these immuno Au nanocages then irradiated with an 810 nm laser at a power density of 1.5 W/cm for 5 min. The treated cells were stained with calcein-AM and ethidium homodimer-1 so that live cells fluoresce green and dead cells fluoresce red, respectively. This analysis revealed a well-defined zone of cellular death consistent with the laser spot size (Figure 8, A and B). Cells irradiated under the same conditions but without immuno Au nanocages treatment maintained viability (Figure 8, C and D). At power densities less than 1.5 W/cm, the cells treated with immuno Au nanocages maintained viability. This threshold for cellular destruction is lower than that reported for Au nanoshells (35 W/cm) and Au nanorods (10 W/cm), which is likely due to the larger absorption cross-section of Au nanocages and/or their greater concentration on cell surfaces.

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(A) and (B) SK-BR-3 breast cancer cells treated with immuno Au nanocages then irradiated with 810 nm light at a power density of 1.5 W/cm for 5 min. A well-defined zone of cellular death revealed by (A) calcein AM (green fluorescence indicates live cells) and (B) ethidium homodimer-1 (EthD-1, red fluorescence indicates dead cells) assays. (C) and (D) SKBR-3 cells irradiated under the same conditions but without immuno Au nanocages treatment. The cells maintained viability, indicated by (C) calcein AM and (D) EthD-1 assays.61

A. Targeting Cancer Cells with Au Nanocages

To be useful in biomedical applications such as cancer diagnosis and treatment, the Au nanocages must have long body circulation times and accumulate at sites of interest. Conveniently, their compact size and relative bio-inertness makes them ideal for nanomedicine applications. Additionally, their surfaces are readily modified with coatings such as poly(ethylene glycol) (PEG) or cancer-targeting moieties (e.g., antibodies or peptides) using Authiolate chemistry.47 As an initial demonstration, Au nanocages were modified with anti-HER2 antibodies to target the epidermal growth factor receptor 2 (EGFR2 or HER2), which is over-expressed by the breast cancer cell line SK-BR-3. This bioconjugation is achieved in two-steps: i) Au nanocages are PEGylated by breaking the internal disulfide bond of succinimidyl propionyl poly(ethylene glycol) disulfide to form a Au-S linkage then ii) a PEG-antibody complex is formed through carbodiimide coupling chemistry.48 SEM of SK-BR-3 cells incubated with antibody-modified Au nanocages confirmed their accumulation on cell surfaces. Each surface contains 460±130 Au nanocages, as determined by flow cytometry, elemental analysis, and microscopy. When incubated with unmodified Au nanocages, few Au nanocages are observed, indicating the selectivity of this approach. The bioconjugated nanocages are referred to as immuno Au nanocages.

B. Au nanocages as Contrast Enhancement Agents

The development of new and early cancer diagnostic techniques is contributing to an increase in cancer survival rates.49 Still, for this trend to continue, new or improved methods for early detection must continue to be explored. Thus, scientists are both improving the resolution of conventional imaging techniques and developing new imaging modalities. The value of these platforms could be increased through integration with appropriate contrast enhancement agents, and our Au nanocages, with their large and tunable absorption/scattering cross-sections, represent a new class of contrast enhancement agents for optical imaging.

Optical coherence tomography (OCT) and spectroscopic optical coherence tomography (SOCT) are promising diagnostic tools for noninvasive, in vivo imaging, providing the micrometer resolution necessary to distinguish differences between cancerous and healthy tissues.5051 These systems are based on a Michelson interferometer which measures the interference signal between the backscattered light of a sample and a reference. Thus, image contrast arises primarily from the intrinsic scattering and absorption of light by tissue, but our Au nanocages, with their large absorption/scattering cross-sections, could enhance this effect. In an initial demonstration, a tissue phantom was prepared to which Au nanocages (LSPR tuned to 716 nm) were incorporated to one half at a nM concentration.4852 OCT and SOCT were conducted using a 7-fs Ti:Sapphire laser with a center wavelength of 825 nm and a bandwidth of 155 nm. Imaging revealed greater light attenuation from the side containing Au nanocages. These results demonstrate the potential utility of Au nanocages as OCT contrast enhancement agents. In vivo studies are underway.

Recently, we demonstrated the in vivo use of Au nanocages as contrast enhancement agents for photoacoustic tomography (PAT).53 PAT combines optical and ultrasonic imaging, measuring the ultrasonic waves that result from the thermoelastic expansion of tissue due to the absorption of light. It provides greater resolution than purely optical imaging in deep tissues while overcoming the disadvantages of ultrasonic imaging regarding biochemical contrast and speckle artifact.5455 In our initial study, PAT was used to image the cerebral cortex of a rat before and after three successive administrations of PEGylated Au nanocages. An enhancement of the brain vasculature, up to 81%, was observed (Figure 7, A and B). A difference image (Figure 7C) confirms the enhancement achieved with Au nanocage administration. A photograph of the open skull (Figure 7D) reveals that the anatomical features of the vasculature match well with those revealed by PAT. Moreover, when compared to Au nanoshells, the Au nanocages appear to be more effective contrast enhancement agents for PAT, which is likely related to their larger absorption cross-section and more compact size.56 With their unique properties, Au nanocages should find use in other systems, such as two-photon luminescence imaging where their resistance to photobleaching is attractive.5758

An external file that holds a picture, illustration, etc.
Object name is nihms-54262-f0008.jpg

PAT of a rat's cerebral cortex (A) before and (B) ∼2 h after the final injection of PEGylated Au nanocages (the peak enhancement point). (C) A differential PAT image. (D) A open-skull photograph of the rat's cerebral cortex, revealing features of the vasculature.53

C. Au Nanocages for Photothermal Therapy

Au nanocages, when engineered to have large absorption cross-sections, should also display a large photothermal effect, with absorbed photons being converted into phonons (i.e., lattice vibrations) that in turn produce a localized temperature increase. We are interested in targeting this photothermal response to cancer cells as a means of cancer therapy.59 As an initial demonstration of this photothermal effect, Au nanocages were deposited on a carbon-coated TEM grid and exposed to camera flashes. Imaging afterwards revealed that the Au nanocages had melted into spherical droplets.60 In this case, the generated heat could not dissipate from the Au surface to the surrounding air due to poor thermal conductivity. In biological systems where thermal conductivity is greater, the generated heat should dissipate into the surroundings, rather then contribute to cage melting, thus providing a therapeutic effect when targeted to cancer cells.

We recently demonstrated in vitro photothermal destruction of breast cancer cells targeted with immuno Au nanocages.61 Au nanocages 45 nm in edge length were selected because of their predicted large absorption cross-section. Their LSPR was tuned to 810 nm. SK-BR-3 cells were treated with these immuno Au nanocages then irradiated with an 810 nm laser at a power density of 1.5 W/cm for 5 min. The treated cells were stained with calcein-AM and ethidium homodimer-1 so that live cells fluoresce green and dead cells fluoresce red, respectively. This analysis revealed a well-defined zone of cellular death consistent with the laser spot size (Figure 8, A and B). Cells irradiated under the same conditions but without immuno Au nanocages treatment maintained viability (Figure 8, C and D). At power densities less than 1.5 W/cm, the cells treated with immuno Au nanocages maintained viability. This threshold for cellular destruction is lower than that reported for Au nanoshells (35 W/cm) and Au nanorods (10 W/cm), which is likely due to the larger absorption cross-section of Au nanocages and/or their greater concentration on cell surfaces.

An external file that holds a picture, illustration, etc.
Object name is nihms-54262-f0009.jpg

(A) and (B) SK-BR-3 breast cancer cells treated with immuno Au nanocages then irradiated with 810 nm light at a power density of 1.5 W/cm for 5 min. A well-defined zone of cellular death revealed by (A) calcein AM (green fluorescence indicates live cells) and (B) ethidium homodimer-1 (EthD-1, red fluorescence indicates dead cells) assays. (C) and (D) SKBR-3 cells irradiated under the same conditions but without immuno Au nanocages treatment. The cells maintained viability, indicated by (C) calcein AM and (D) EthD-1 assays.61

Concluding Remarks

The galvanic replacement reaction is a general phenomenon that can be exploited to prepare noble-metal nanocages with unique and tunable properties. We are excited about the prospected use of our Au nanocages in various biomedical applications. Owing to their relative bio-inertness, ability to be surface modified, and tunable LSPR, Au nanocages represent a new class of nanoscale agents for applications involving cancer diagnosis and treatment. Their potential use as optical contrast enhancement agents has been demonstrated, including their recent in vivo enhancement of PAT images. In vitro photothermal destruction of targeted breast cancer cells was also demonstrated with Au nanocages serving as photothermal transducers. Work is underway to expand the in vivo applications of the Au nanocages.

Acknowledgments

This work was supported in part by a Director's Pioneer Award (5DP1OD000798) from NIH, a fellowship from David and Lucile Packard Foundation, a DARPA-DURINT subcontract from Harvard University, and research grants from NSF and NIH. Y.X. is an Alfred P. Sloan Research Fellow (2000−2002) and a Camille Dreyfus Teacher Scholar (2002−2007). L.A. thanks the Center for Nanotechnology at UW for an IGERT Fellowship jointly sponsored by NSF and NCI. X.L. is an INEST Postdoctoral Fellow supported by Philip Morris USA (2006−2007). We thank our collaborators for their invaluable contributions to this work.

Department of Chemistry, University of Washington, Seattle, Washington 98195
Department of Biomedical Engineering, Washington University, Saint Louis, Missouri 63130
To whom correspondence should be addressed. E-mail: ude.ltsuw.demoib@aix

Conspectus

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Noble-metal nanocages represent a novel class of nanostructures with hollow interiors and porous walls. They are prepared using the remarkably simple galvanic replacement reaction between solutions containing metal precursor salts and Ag nanostructures prepared by polyol reduction. The electrochemical potential difference between the two species drives the reaction, with the reduced metal depositing on the surface of the Ag nanostructure. In our most studied example involving HAuCl4 as the metal precursor, the resultant Au epitaxially deposits on the surface of the Ag nanocubes, adopting their cubic structure. Concurrent with this deposition, the interior Ag is oxidized and removed, together with alloying and dealloying, to produce hollow and eventually porous structures that we commonly refer to as Au nanocages. This approach has proven versatile, with a wide range of morphologies – including nanorings, prism-shaped nanoboxes, nanotubes, and multiple-walled nanoshells or nanotubes – being produced by changing the shape of the initial Ag template. Besides Au-based structures, Pt- and Pd-containing hollow nanostructures have been prepared by switching the metal salt precursors to Na2PtCl4 or Na2PdCl4, respectively.

Additionally, we have found it easy to tune both the composition and localized surface plasmon resonance (LSPR) of the metal nanocages by simply changing the amount of metal precursor added to the suspension of Ag nanocubes. In this way, we are developing these structures for biomedical and catalytic applications. As the Au nanocages are predicted by discrete dipole approximations (DDA) to have large absorption cross-sections and their LSPR can be tuned into the near-infrared where the attenuation of light by blood and soft tissue is greatly reduced, they are attractive for biomedical applications in which the selective absorption of light at great depths is desirable. For example, we have explored their use as contrast enhancement agents for both optical coherence tomography (OCT) and photoacoustic tomography (PAT), with improvements being observed in each case. As the Au nanocages have large absorption cross-sections, they are also effective photothermal transducers, which when targeted to cancer cells could provide a therapeutic effect by selectively killing them by hyperthermia. Our in vitro work illustrates the feasibility of this technique as a less invasive form of cancer treatment.

Conspectus

Biography

Sara E. Skrabalak received a B.S. in chemistry from Washington University in St. Louis (2002) and a Ph.D. in chemistry from the University of Illinois at Urbana-Champaign (2006), working with Professor Ken Suslick. She has been a postdoctoral researcher with Professor Younan Xia at the University of Washington since spring 2007. In fall 2008, she starts as an Assistant Professor of Chemistry at Indiana University – Bloomington. Her research interests include the synthesis/characterization of materials with novel micro- and nanostructures for environmental and biomedical applications.

Jingyi Chen received a B.S. from Sun Yat-Sen University in China (1997), a M.A. in chemistry from SUNY College at Buffalo (2002), and a Ph.D. in analytical chemistry with Professor Younan Xia from the University of Washington (2006). She is a postdoctoral fellow at Brookhaven National Laboratory.

Yugang Sun received his B.S. and Ph.D., both in chemistry, from the University of Science and Technology of China (1996 and 2001, respectively). He was a postdoctoral researcher with Professor Younan Xia at the University of Washington until 2003 and with Professor John Rogers at the University of Illinois at Urbana-Champaign until 2006. He is a staff scientist at Argonne National Laboratory. His research interests include synthesis/characterization of nanostructures, micro/nanofabrication, bioanalysis, and devices for photonics and electronics.

Xianmao Lu received B.S. and M.S. degrees in Chemical Engineering from Tsinghua University, China. He received his Ph.D. in Chemical Engineering from the University of Texas at Austin (2005) working with Professors Keith Johnston and Brian Korgel. He is a postdoctoral researcher with Professor Younan Xia at Washington University in St. Louis. His research interests include synthesis/processing of metal and semiconductor nanostructures.

Leslie Au received B.S. degrees in chemistry and biology (2005) and a M.A. in chemistry (2007) from the University of Washington. She is pursuing her Ph.D. in chemistry at the University of Washington with Professor Younan Xia. Her research interests include the synthesis/use of metal nanostructures for biomedical research.

Claire M. Cobley graduated with a B.S. in chemistry from Brown University (2006) and a M.S. in chemistry from the University of Washington (2007). She is pursuing her Ph.D. in Biomedical Engineering with Younan Xia at Washington University in St. Louis. Her research interests include the synthesis, analysis, and applications of metal nanostructures.

Younan Xia was born in Jiangsu, China, in 1965. He received a B.S. in chemical physics from the University of Science and Technology of China in 1987 then worked as a graduate student for four years at the Fujian Institute of Research on the Structure of Matter, Chinese Academy of Sciences. He came to the United States in 1991, received a M.S. in inorganic chemistry from the University of Pennsylvania (with the late Professor Alan G. MacDiarmid) in 1993, and a Ph.D. in physical chemistry from Harvard University (with Professor George M. Whitesides) in 1996. After a short stint as a postdoctoral fellow with Professors George M. Whitesides and Mara Prentiss, he started as an Assistant Professor of Chemistry at the University of Washington. He was promoted to Associated Professor and Professor in 2002 and 2004, respectively. He moved to Washington University in St. Louis in fall 2007 and is now the James M. McKelvey Professor of Biomedical Engineering. His research interests include nanostructured materials, nanomedicine, biomaterials, self-assembly, photonic crystals, colloidal science, surface modification, and electrospinning.

Biography

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